CTA Compliance

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Are you subject to the new reporting requirements?

Complete the quick assessment below to see if your organization needs to submit an entity's beneficial ownership information to FinCEN. At the end of the quiz, you'll also receive recommendations to help you avoid non-compliance.

Fill in your information below to receive your final score and personal recommendations sent straight to your inbox!

Disclaimer: This assessment  is not intended as legal advice. Please visit the Financial Crimes Enforcement Network (FinCEN) website for the most up-to-date information regarding the Corporate Transparency Act (CTA).

Questions

  1. Do all of the following apply to your entity?

    • Has a physical office in the United States.
    • Employs more than 20 full-time individuals.
    • Reported $5M+ in gross receipts/sales in the previous year.

    Yes
    No
    None

  2. Is your entity considered one of the following?

    • Accounting firms
    • Banks
    • Brokers or securities dealers
    • Commodity Exchange Act registered entities
    • Depository institution holding companies
    • Domestic credit unions
    • Domestic governmental authorities
    • Entities assisting tax-exempt entities
    • Financial market utilities
    • Inactive businesses
    • Insurance companies
    • Money transmitting businesses
    • Other Securities Exchange Act of 1934 entities
    • Pooled investment vehicles
    • Public utilities
    • Registered investment companies and advisors
    • Securities exchange or clearing agencies
    • Securities issuers
    • State licensed insurance providers
    • Subsidiaries of certain exempt entities
    • Tax-exempt entities
    • Venture capital fund advisors

Yes
No
None

  1. Was the entity created/registered before December 31, 2023?

    Yes
    No
    None

  2. Was the entity created or registered after December 31, 2023?

    Yes
    No
    None

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Simplifying Entity Data.